Activate Good Whistleblower Policy

Purpose

It is the policy of Activate Good that its operations are conducted according to the highest standard of integrity, and that its officers, directors, employees, consultants, volunteers, interns, vendors, and other agents observe high standards of business and personal ethics in the conduct of their duties and responsibilities. As representatives of the organization, all applicable laws and regulations must be followed, honesty and integrity must be practiced in fulfilling all responsibilities and all situations must be avoided that might conflict with responsibilities undertaken on behalf of the organization. It is a federal crime for any organization – nonprofit or for-profit- to retaliate against a "whistleblower" who reports illegal, unacceptable, or suspicious activity ("Concerns"). The following is intended to encourage and enable the reporting of Concerns within Activate Good in order to prevent, detect and correct improper activities.

Scope

All officers, directors, employees, including temporary employees, consultants, volunteers, interns, vendors and other agents are covered by the scope of this policy and its guidelines.

Policy

The objectives of the Whistleblower and Fraud Reporting Policy ("Policy") are to establish policies and procedures for:

  • Reporting Concerns on a confidential, anonymous basis regarding
    • questionable accounting,
    • violation or noncompliance with a state or federal statute, rule or regulation,
    • violation of Activate Good policies and procedures, or
    • unsafe working conditions or work practices in the exercise of Activate Good business, either at the offices of Activate Good or elsewhere by employees, officers, directors, volunteers or other agents of Activate Good;
  • Receipt, retention, and treatment of complaints received by the organization regarding such Concerns; and
  • Protection of anyone reporting Concerns in good faith from retaliatory actions.

A. Reporting Responsibility

It is the responsibility of all those noted in the Scope of the Policy to report questionable matters or other Concerns as described above.

B. No Retaliation

No officer, director, employee, including a temporary employee, consultant, volunteer, intern, vendor or other agent who reports a Concern in good faith shall be subject to retaliation or, in the case of an employee, adverse consequences. Any individual who retaliates against someone who has reported a Concern in good faith is subject to discipline up to and including dismissal from the volunteer position or termination of employment. Such conduct may also give rise to other actions, including civil lawsuits.

C. Procedures for Reporting Concerns

  1. Employees and Consultants. Whenever possible, an individual should seek to resolve Concerns by reporting issues directly to his or her supervisor. If, for any reason, the individual is uncomfortable speaking to his supervisor or does not believe the Concern is being properly addressed, the individual should report the Concern directly to the President of Activate Good. If the individual does not believe that these channels of communication can or should be used to express his or her Concern, the individual should report the Concern directly to Activate Good's Vice- President, Treasurer, or Secretary. Concerns may also be submitted anonymously in writing by mail, by email, or via voice mail to Activate Good's President or Vice-President. Contact information may be obtained from Activate Good's website.
  2. Officers, Directors, Interns, Volunteers, Vendors and Other Agents. Officers, directors, interns, volunteers, vendors and other agents may report Concerns to the President. If the officer, director, intern, volunteer, vendor or other agent is uncomfortable reporting to any of these individuals, or is he does not believe the Concern is being properly address, the report should be escalated directly to the Chairman of Activate Good's Board of Directors, the Vice President, the Treasurer, or the Secretary.

D. Handling of Reported Concerns

All reported Concerns filed in accordance with this policy will be investigated by Activate Good with due care and promptness. Matters reported internally without initial resolution will be investigated by the President of Activate Good to determine if the allegations are true, whether the issue is material and what actions, if any, are necessary to correct the problem. Activate Good's Board of Directors will review all matters raised under this to ensure appropriate resolution.

For matters reported directly to the President, the Vice President, or Chairman of the Board if one is acting, shall promptly acknowledge receipt of the complaint to the complainant if the complainant is known. An investigation will be held to determine if the allegations are true, whether the issue is material and what corrective action, if any, is necessary. Upon the conclusion of this investigation, the Vice President/Chairman shall promptly report its findings to the Board.

The President, or in the case of the above paragraph, the VP or Chairman, shall have full authority to investigate Concerns raised in accordance with this policy and may retain outside legal counsel, accountant, private investigators, or any other resource that the committee reasonably believes is necessary to conduct a full and complete investigation of the allegations.

E. Acting in Good Faith

Anyone reporting a Concern must act in good faith and have reasonable grounds for believing the information disclosed indicates an improper accounting, a violation of state or federal law, a violation of Activate Good's policies and procedures or another Concern described above. The act of making allegations that prove to be unsubstantiated, and that prove to have been made maliciously, recklessly or with the foreknowledge the that allegations are false, will be viewed as a serious disciplinary offense and may result in discipline, up to and including dismissal from the volunteer position, dismissal from the Board, or termination of employment. Such conduct may also give rise to other actions, including civil lawsuits.

F. Confidentiality

Reports of Concerns, and investigations pertaining thereto, shall be kept confidential to the extent possible, consistent with the need to conduct an adequate investigation. Disclosure of reports of Concern to individuals not involved in the investigation will be viewed as a serious disciplinary offense and may result in discipline, up to and including dismissal from volunteer position, dismissal from the Board, or termination of employment. Such conduct may also give rise to other actions, including civil lawsuits.

G. Policy Distribution

This policy will be distributed to all officers, directors, employees, contractors, and volunteers (where possible) of Activate Good and shall be posted on Activate Good's website so that Concerns may be reported by external parties.